Additional Details
Designation |
Compliance Executive |
Function Area |
MIS |
Industry |
Insurance |
Job Type |
Full-time | 10am-7pm |
Benefits |
Bonus |
Posted On |
December 2, 2017 |
Company |
Private |
Educational |
Any Graduate |
Desired Skills |
Admin, Excel, Good Communication Skills, Internet, |
Qualifications |
Graduate |
Responsibilities |
Prepares compliance audit data by compiling and analyzing internal and external information. Supports departments by collecting and coordinating internal compliance data with auditors and various departments. Provides administrative support by implementing systems, procedures, and policies; completing projects in support of compliance auditors. |
Job Description
Supports departments by collecting and coordinating internal compliance data with auditors and various departments.
Provides administrative support by implementing systems, procedures, and policies; completing projects in support of compliance auditors.
Helps others by answering questions and responding to requests.
Complies with federal, state, and local legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.
Updates job knowledge by participating in educational opportunities; reading professional publications.
Enhances compliance department and organization reputation by accepting ownership for accomplishing new and different requests; exploring opportunities to add value to job accomplishments.
Professional client handling and relationship building with colleagues and compliance management
Full competency in diary management can apply good judgment and has an understanding of competing priorities
Strong, executive communication style
Prior experience in a regulatory relationship management role and facing the regulators to arrange meetings
Substantial experience in supporting senior executives (and their teams).
Can demonstrate pro-activity and ownership within a role
Strong technical capabilities, an interest in using technology for efficiency.
Polished, professional approach, calm and composed manner, ability to work in a pressured environment and partner effectively with peers.
Exhibits a positive, common sense, constructive and effective time management skills
Versatile and dynamic to support senior management team.
Can follow up without prompting and keep 1 step ahead of arrangement and requirements, displays good use of initiative and follow through to Completion.
Excellent organisational skills and discretion with confidential information.